Network 1 Financial Securities Inc.
and COR Clearing

INVESTIGATION

Securities Arbitration Law Group PLLC and CSAG is currently investigating the fee structures imposed by Network 1 Financial Securities Inc. and COR Clearing on investors. Our examination has revealed instances where investors may have been subject to additional fixed commissions and various other charges during trades processed through COR Clearing.

Under SEC regulations, brokers are required to levy fees that are deemed fair and reasonable. However, determining what constitutes fairness in fee structures can often be ambiguous. These fees are crucial as they directly affect the returns investors realize on their investments, potentially diminishing overall returns significantly over time.

In past regulatory actions, FINRA has penalized several broker-dealers for incorrectly categorizing certain commission charges as fees for handling services. Regardless of the label given to these charges, whether they are markups, commissions, or other fees, their cumulative impact can be profound on an investment portfolio.

At Securities Arbitration Law Group PLLC and CSAG, we are committed to ensuring transparency and fairness in financial transactions. Our investigation aims to uncover any discrepancies in fee structures that may have adversely affected investors, potentially leading to significant financial consequences. If you believe you have been subjected to unfair fees or charges by Network 1 Financial Securities Inc. or COR Clearing, we encourage you to contact us to explore your legal options. Your financial well-being is our priority, and we are here to advocate on your behalf.